|
Paper
presented at the Annual Research Lecture of The British psychoAnalytical
Society on 1st March, 2000.
Grasping
the Nettle: Or Why Psychoanalytic Research is Such an Irritant
Peter
Fonagy
I
stand here in considerable trepidation. My task is to persuade you to do
something which past experience may have shown you to be painful, and
which most of you see no justification for doing. Why on earth should
anyone want to grasp a nettle? Was it the Research Committee’s
unconscious intent to underscore the futility of undertaking research in
psychoanalysis by issuing this pointless imperative? Most of us would
give nettles a wide berth and the same strategy has been widely adopted
in relation to psychoanalytic research. My aim here will be not only to
ask you to abandon this strategy, but more ambitiously to persuade you
to embrace, or at least firmly grasp, this unattractive specimen of
flora and enthusiastically go forth in the pursuit of psychoanalytic
knowledge through research.
THE
INTERNAL FUNCTIONS OF RESEARCH: THE FAULT-LINE
So,
why is it that talking about research to psychoanalysts can feel like
selling deep freezers to Eskimos? Paul Whittle (in press), the Cambridge
psychologist, wrote a recent brilliant target article in Mark Solms’
new journal, Neuro-psychoanalysis,
where he described ‘a fault line running down the middle of
psychology’, a metaphor which we can easily extend to all disciplines
involved in the study of the mind. There are two cultures, not so much
opposed to one another but, rather like neighbours in a large apartment
building, quite happy to walk past each other for years without even
learning each others’ names.
Those
in experimental psychology, cognitive neuroscience, neurobiology, human
development and other sub-specialties of the ‘science of the mind’
have the benefit of a powerful, reasonably well-funded discipline, which
has progressed particularly rapidly over the last quarter of a century,
prides itself on a cumulative knowledge base, is strong enough both to
generate a range of technologies and to interface with neighbouring
disciplines, and is generally acclaimed as a relatively successful
natural science.
By contrast,
psychoanalysis restricts itself to personal insight: that is the
objective study of subjectivity. Whether understandings gleaned through
psychoanalysis can be considered ‘true’ would depend on a generally
accepted criterion for truth, which has eluded all students of the mind.
In terms of personal experience, which may indeed be all that matters,
most of us who have had substantial psychoanalytic experiences can
readily testify to moments of genuine recognition which have extended
our understanding of ourselves and that we would have little hesitation
in labelling as ‘truths’.
For
example, in the throes of intense transference during my analysis as an
adolescent, I flew into a rage upon seeing my female analyst get into a
car with the male psychologist who had carried out my original
assessment. As she sensitively and subtly drew out my fantasies about
the experience, the profundity and primitive and violent nature of the
Oedipus complex suddenly became a reality in my mind. In trying to
understand patients, I still frequently recreate this experience to help
me appreciate the full strength of their emotional experiences in the
transference.
Psychoanalysis
provides a range of essential descriptions and constructs without which
it would be far harder to talk about our selves or to understand our own
and other people’s lives. No doubt, this is why so many psychoanalytic
technical terms have found their way into everyday language (for
example, ‘Don’t be so defensive’, or
‘He is foul to her because he subconsciously fancies her’
etc.).
According
to some philosophical readings of Freud - Richard Wollheim (1995) and
James Hopkins (1992) for example - a principal achievement of
psychoanalysis was the extension of the everyday (so-called ‘folk’)
psychology that people generally use to understand each other to an
unconscious part of the mind. This would account for both its remarkable
integration into our culture and (certainly in my view) for much of its
therapeutic effect with certain groups of patients. But this is not our
topic for tonight. Even if the roots of psychoanalytic constructs were
to be found in the psychological understanding of the average person,
there is no doubt that psychoanalysis has deepened and greatly
elaborated these ideas to a point where a comprehensive model of the
mind is now available to it.
The
fault-line cannot be defined simply as the boundary between science and
non-science, as many have tried to in the past. Whilst psychoanalysis is
probably not a science, by most definitions of this term, the whole
question of what is scientific is so fraught, so subjective and so
ambiguous, that entering into it here would only obscure the debate. I
have always maintained that psychoanalysis, because of its willingness
to explore phenomena however painful, unpleasant and distressing they
might be, possesses a quality of objectivity which few if any other
approaches to human mental life possess. The issue is not whether
psychoanalysis can be made into a science either by changing our
definition of what science is or by changing the way we carry on our
business. Far more important than a mere label, however prestigious, is
whether the scope of research work undertaken by us can be meaningfully
extended without destroying the precious understandings which numerous
generations of psychoanalysts have achieved.
Yet,
the gulf or fault-line to which Whittle refers, and where psychoanalytic
research to a large measure falls, cannot be doubted. It is, to say the
least, peculiar that subjects such as dreams, perception, thinking, the
nature of mental representation, and human relationships can be written
about so differently from these two perspectives. In fact, there are few
in either community who ever read the papers of the other. If others, in
either community, accidentally did so, they would share a reaction of
shock at the profound misconceptions, puzzlement about the other’s
purpose, derogation at the unnecessary jargon, but (above all) a deep
conviction concerning the irrelevance and futility of the other’s
enterprise. There is hardly any room for debate: for debate, you would
need some common ground upon which a battle could be fought. Sadly there
is only indifference.
BRIDGING
THE GAP
Of
course, there are those who attempt to bridge the gap. Stephen Frosh
(1997a; 1997b), for example, perhaps one of the most wise of the
‘integrators’ and a most talented theoretician, has subtitled his
book on psychoanalysis and psychology, Minding
the Gap. He explores how important questions and ideas which have
been fully taken up by psychoanalysis have been systematically ignored
in so-called scientific studies of mental function. Other
integrationists who have been less careful of the distinction are far
more likely to be ignored or regarded as somehow ‘unsound’ or
‘inadequate’ by both sides. I would count myself as one of these
unfortunates who has fallen into the gap.
There
are a few notable exceptions, and their work is in itself an interesting
subject of epistemological study. For example, many of Joseph
Sandler’s most important concepts (the representational world, role
responsiveness, his writings on the nature of psychoanalytic concepts)
have their origin in psychological theory. He and I discussed this on a
number of occasions. I surmised from these discussions that his
integrationist efforts were successful because, having travelled back
and forth across the gap, he transplanted the concepts in toto, never
intending for them to retain their links with their points of origin on
the other side. Interestingly, the other side does the same. Cognitive
behaviour therapy owes much to psychoanalysis. Not that you would be
able to guess this from the writings of CBT clinicians.
TWO
WAYS OF DOING BUSINESS
So
what is the nature of the fault-line between the two approaches to the
study of the mind? Whittle points out that, in psychoanalysis,
communication - whether in writing or clinical discourse - occurs in
terms of its impact upon the reader. As Adam Phillips puts it,
paraphrasing Emerson, in psychoanalytic writing there is an attempt to
return the reader to his own thoughts whatever their majesty, to evoke
by provocation. According to this way of doing it, thoroughness is not
inciting. No amount of ‘evidence’ or research will convince the
un-amused that a joke is funny (1993, pxix).
In
psychoanalysis, we accept that something has been understood when the
discourse about it is inciting. Elusiveness and ambiguity are not only
permissible, they may be critical in order accurately to depict the
complexity of human experience.
By
contrast, the other culture lives and communicates in the simplest and
most matter of fact way possible. Whittle (in press) cites
Wittgenstein’s preface to Tractatus: ‘What can be said at all can be
said clearly, and what we cannot talk about we must pass over in
silence’. No wonder, then, that subjective experience has largely
eluded psychological disciplines other than psychoanalysis. No wonder,
then, that psychoanalysts fear that the introduction of research methods
from this barren world risks the destruction of the phenomena they
cherish. Nietzsche talks of unpretentious truths that have been
discovered by means of rigorous method and opposes it to metaphysics
that blinds us and makes us happy. Nietzsche here distinguishes boring
empirical fact from evocative narrative. Holding on to unpretentious
truths demonstrates courage of a different sort to that shown by
psychoanalytic investigations of the unconscious. It is a turning away
from what is appealing. Whittle calls it cognitive asceticism.
Cognitive
asceticism is of little relevance to the clinician whose principal task
is to create a narrative that fills the gaps in a person’s life.
Theory has a heuristic value for the clinician. Theories support
understanding. They are not bound by the minimalist principles that are
the residues of positivism. They are adventurous, they dig deep. They
are acts of imagination about how our minds function, that are judged
principally according to how well they fit our own and our patients’
subjective experience. This is not to say that the theories are not
true, rather that they are metaphoric approximations at a subjective
level of certain types of deeply unconscious internal experience.
There
are examples of such theories in other early sciences. For example, the
understanding of phonology through metaphor which European grammarians
of the sixteenth century developed (distinguishing light and dark
vowels, soft and hard consonants, moist and unmoist ones) has been shown
to be far from arbitrary. The classification system has been
demonstrated by modern phonetics (Fónagy, 1980; 1983) to be based on
the actual functioning of the articulatory organs (mouth, tongue, vocal
cords) as these sounds are pronounced. This is information of which the
grammarians could only have had preconscious knowledge. By analogy,
aspects of psychoanalytic theory may be thought of as attempts on the
part of the theorist to grasp the nature of the mental processes and
mechanisms of which they have no conscious knowledge and which are not
available to introspection. We should not accept simplistic critiques of
metaphoric thought in psychoanalysis. Science uses metaphor in the
absence of detailed knowledge of the underlying process. Provided that
metaphor is not confused with a full understanding, or to use Freud’s
metaphor, the scaffolding is not mistaken for the building, heuristic
considerations outweigh any disadvantages of their use.
Thus
while there is wisdom and truth in our theories, they will not behave
like theories in modern sciences. Psychoanalytic theories also impact on
us at an unconscious level. The particular configuration of ideas fits
with an inner experience. We are rich in theory and it is hard to
imagine how this richness can ever be reduced either by research or by
other methods without also compromising the quality of the fit between a
psychoanalytic model of mind and subjective experience.
CAN
YOU BE TOO RICH IN THEORY?
However,
the very fecundity of clinically rooted concepts is beginning to
threaten the clinical enterprise. Psychoanalysts emulating the founder
of the discipline take special pride in discovery. This has led to an
abundance of ideas in the field. What we do less well is to test these
in meaningful ways. We are very vulnerable to charismatically presented
new ideas which then come to be pooled in an eclectic purée of clinical
strategies and techniques that create increasing problems in the
transmission of psychoanalytic knowledge and skills. Sadly, it also
makes for a built-in resistance against the systematisation of
psychoanalytic knowledge, since those whose frame of reference depends
on ambiguity and polymorphy can be threatened by scientifically based
clinical reasoning.
Data
is, of course, not the plural of anecdote. Psychoanalytic practice has
limitations as a form of research. A physician practising internal
medicine learns from clinical observations but is not under the illusion
of being engaged in research. The physician’s work, we hope (if we are
the patient, that is), is however influenced by the results of research,
and his or her reasoning will have been disciplined by scientific
training. The problem of using clinical experience as research is well
known to be one of induction. Mostly, we tend to confirm our
theory-based expectations from our patient’s material. Our memory for
material is biased, even our perception is impure. We cannot be
pre-Kantian objective observers. Our own discovery of the pervasiveness
of countertransference denies us this possibility, even in principle.
RESEARCH
ON MENTAL PROCESS
So
what is the role of research in psychoanalysis? Research has a number of
minor functions for us, which I will mention later, but one major one.
The clinical aim of psychoanalysis and its firm grounding in the context
of personal relationships inevitably pushes theory towards the
understanding of mental contents, the key themes of feelings and ideas.
The approach on the other side of the fault-line is concerned with
mental processes, the way the mind functions, the machinery which gives
rise to feelings and ideas. The representational world is the tune which
the violins of mental processes generate. This is where psychoanalysts
need alternative methods of inquiry. Our roots in folk psychology, our
legitimate concern that our theories should hold meaning, not just for
our patients and other psychoanalysts but also for the broader social
world, handicap us in defining the mechanisms of the psychological
world: mental processes. Our current ideas about how the mechanisms of
the mind work are contaminated by our need to provide compelling
explanations: compelling to our patients and compelling enough for
ourselves to be able to guide our thinking in the cauldron of the
clinical encounter. Most musicians are not well enough equipped to
design a violin.
In
a paper that I wrote, longer ago than I care to remember (Fonagy, 1982),
I put forward the argument that research studies could not and should
not be used to test psychoanalytic ideas. If a clinical observation
cannot be replicated in the laboratory, there are a host of good reasons
why this might be so. Rather, systematic observations could be used to
inform us about the psychological processes underpinning clinical
phenomena, which we currently use the metaphoric language of
metapsychology to approximate. In the twenty years since writing the
paper, I have actually attempted to do work along these lines, first in
the area of neuropsychology and then in development.
IS
CLINICAL DATA THE ONLY DATA?
And
here we come to perhaps the crux of the debate. To what extent should we
allow psychoanalytic clinicians, with their permissive mental sets, to
be sole arbiters of the psychoanalytic discourse? It has been powerfully
argued, for example, by Andr¾
Green (in press)
and Peter Wolff (1996), that free association and free floating
attention are the hallmark of the prescribed method of psychoanalytic
data gathering. Only facts gathered by these means are admissible to the
psychoanalytic knowledge base. I firmly believe that their point of view
should be resisted. The general adoption of this strategy, of course,
implies that psychoanalysis exists in isolation from disciplines which
do not use these methods, i.e. all other disciplines. Of course, like
all such categorical statements, the assertion that theoretical change
invariably originates in the consulting room is simply an idealisation
and a fallacy. For a start, as Riccardo Steiner’s (1989, 1994) and
George Makari’s (in press) work so clearly illustrate, history moves
via its complex determinants, and psychoanalytic theory tracks along
behind. As a Kuhnian (1962) ‘protoscience’, psychoanalysis is
extensively organised by contemporary common sense and prevailing
philosophical traditions (Makari, in press). It has not yet, and
arguably it will never become immune to the social world in the Kuhnian
sense of science (Makari & Shapiro, 1993; Makari, 1994). ‘Where
have all the hysterics gone?’ asked Elaine Showalter (cited in
Whittle, in press) rhetorically, and answered: ‘They have gone into
discourse’.
The
argument that psychoanalytic observations concerning human behaviour are
in some sense incommensurate with any other form of observation is
nonsense. The mind remains the mind whether it is on the couch or in the
laboratory. To maintain otherwise is logically untenable, and risks
denying psychoanalysis fields of observation that have historically
proved to be of enormous value. It is inaccurate to state that Freud’s
own observations were restricted to his consulting room. He was acutely
aware of other domains of study - history, literature, anthropology as
well as neuroscience - and drew on these at many points of contact.
THE
RISKS AND VIRTUES OF CONCEPTUAL INTEGRATION WITH RESEARCH IN OTHER
DOMAINS
On
the other hand, piecemeal integration from other domains runs a similar
risk of inductivism as clinical observations. The temptation for all of
us must be to identify those sets of findings from neighbouring fields
which best fit our pre-conceptions. Conceptual integration, just as
clinical work, is rarely truly without memory or desire (Bion, 1967).
Nevertheless,
we have much to learn from other disciplines. It is arrogant to assume
that we, as psychoanalysts, are superior to those in other disciplines
(anthropology, cognitive neuroscience, philosophy of mind, developmental
psychology, neurobiology and so on) in our commentary on the mind.
Arnold Cooper noted that ‘it is inherent in the nature of science to
be refreshed by discourse in other disciplines’ (Cooper, 1997, p9).
The fear, expressed for instance by André Green, appears to be that
fields adjacent to psychoanalysis have the potential to destroy the
unique insights offered by clinical research. Whilst this may not be a
dominant view in psychoanalysis, it is an influential view. Although
most psychoanalysts welcome the insights which research from some
related areas can bring, collaboration with neighbouring disciplines is
patchy, unsystematic and usually focused on specific findings,
discoveries or ideas which, not surprisingly, are already consistent
with a particular author’s preconceptions (c.f. Wolff, 1996).
Contrary
to the suggestion that closer proximity to neighbouring sciences may
destroy psychoanalysis, a strong case can be made (see for example,
Kandel, 1998) that the rich insights from psychoanalysis can be
strengthened by closer integration with biological psychology and
psychiatry. Psychoanalysis, according to some of its most senior leaders
(Cooper, 1997; Cooper, Kernberg, Schafer & Viederman, 1991; Michels,
1994; Olds & Cooper, 1997), will become extinct if we continue to
isolate ourselves from important scientific advances in other fields.
Systematic study could achieve a high level of integration and a great
deal of increased sophistication in the way that psychoanalysts talk
about remembering, imagining, speaking, thinking, dreaming and so on.
What is required for integrative initiatives is a broader range of
methods and an openness to and excitement about new ideas.
Permit
me to take an example from my work with Mary Target which has attempted
to explore the utility of the concept of a ‘theory of mind’ for the
understanding of early (self) development and adult borderline
functioning. The theory of mind literature is a prototypical example of
how observations of clinical phenomena (the absence or distortion of a
capacity or function) may sometimes enlighten us about normal
development. This is an epistemic strategy which psychoanalysis shares
with the newer discipline of developmental psychopathology, bridging
child psychiatry and psychology. The origin of the theory of mind
concept is in philosophy of mind (Brentano, 1924; Dennett, 1978),
adopted in comparative psychology (Premack & Woodruff, 1978),
elaborated in experimental developmental psychology (Wimmer & Perner,
1983) then extended to the study of autism (Baron-Cohen, Leslie &
Frith, 1985) and somewhat later to psychoanalytic approaches to
borderline personality disorder (Fonagy & Higgitt, 1989). Through a
combination of clinical (Fonagy, 1991) and experimental (Fonagy, Steele,
& Steele, 1996) studies we have been able to demonstrate that some
individuals with histories of maltreatment appear defensively to inhibit
their capacity to think of others (or themselves in relation to others)
as intentional beings, as having a mind, as being motivated not by
external circumstances but by feelings, beliefs and desires. We have
thus given some substance to many psychoanalytic clinical observations
concerning the experiences of such patients on the couch, at the same
time as being more specific about the kinds of mental processes that may
be entailed by certain forms of splitting, attacks on linking and
perhaps even dissociation. I believe this sequence speaks to the value
of the interdisciplinary approach and of the cross-fertilisation of
ideas.
RESPECT
FOR PSYCHOANALYTIC IDEAS AND THE UNCONSCIOUS
Whether
psychoanalysts do or do not find much of value in other disciplines is a
matter of taste and should not, in my view, be legislated upon.
Nonetheless, progress in other disciplines concerned with the mind has
been remarkable and the exclusion of such information is a high-risk
strategy at a time when interdisciplinary collaboration is perceived as
the driving force of knowledge acquisition. But are psychoanalytic
researchers at risk of inadvertently destroying the theory they were
trained in, the ideas they are committed to defending in neighbouring
domains? André Green (Green & Stern, in press), for example, called
infant researchers to task for ‘.... trying to destroy psychoanalytic theory’. In my
experience, these researchers are enormously respectful of
psychoanalytic contributions. It is the motive force of their work to
build bridges, develop ideas, and to protect psychoanalytic ideas in a
cultural context which is massively hostile to it, rather than wishing
to destroy them.
Are
psychoanalytic researchers trying to build a psychology alternative to
the psychoanalytic, which is ‘simpler and easier to teach’? Surely
this is a misconception. They observe and create models of mental
processes based on this observation, governed by the principle of
parsimony. They see their models as partial, representing singular
aspects of behaviour. To take just one example, Gergely and Watson
(1996) proposed an interesting model of how the infant develops an
understanding of its own affect on the basis of the internalisation of
his caregiver’s responses to his emotional expression. Their model,
although highly innovative and firmly rooted in empirical observation,
has attempted to enrich rather than displace earlier psychoanalytic
formulations on mirroring. It has provided a further vector to account
for the same mental processes described clinically by psychoanalysts
such as Bion, Winnicott and others.
A
major, understandable source of anxiety for psychoanalysts associated
with the interdisciplinary forays of research, is the risk of losing
touch with unconscious determinants of thought, feeling and action. In
particular, the observation of ‘behaviour’ (external reality) could
undermine our concern with the internal world. For example,
‘observations of the actual past’ cannot (it is claimed) give us
insight into the mental world, since representation of the unconscious
past is distorted by projections, projective identifications and drives.
The Sandlers’ theory of the past and present unconscious (Sandler
& Sandler, 1987) teaches us that the past unconscious is inherently
inaccessible. The essential point here is that autobiographical memories
are always suspect, that experiences are aggregated into ways of
thinking (templates) which unconsciously orient to later experiences.
Interestingly, when - based on memory research - we (Fonagy, 1999;
Fonagy & Target, 1997) offered a neuroscientific justification for
psychoanalytic technique and the focus on transference interpretation,
and argued that the recovery of memory was incidental to the process of
psychic change, the predominant clinical concern appeared to be that the
model underplayed the significance of real memories. It does seem hard
to be heard across the gap. There is nothing inherent to research on
mental processes that precludes full consideration of unconscious
aspects of psychic life.
To
enter into discourse, of course, does imply playing by the rules of the
other side. But these can be helpful. For example, James Reason looked
at slips of the tongue both from a cognitive and a dynamic perspective.
Many slips, he claimed, could be accounted for in terms of dysfunctions
of known cognitive mechanisms (such as the dominance of habitual over
more rarely used language structures) and did not require explanation in
dynamic terms. (This of course differs from Freud’s assumption that
all slips were unconsciously determined.) Many remained, however, where
the minor eruptions of unconscious processing were clear. For example,
after extolling the virtues of Clinical Psychology at some length, a
local counsellor formally inaugurated a new building for the department
by saying, ‘I declare this Department of Cynical - er, I mean Clinical
Psychology open’. Or the French radio announcer who, intending to
exhort ‘le population immense du Cap’, found himself referring to
‘le copulation immense du Pape’. Setting our theories into the
context of other disciplines can sharpen our perspective, legitimate our
theories but also restrain us from the folly of over-extending them.
A
further anxiety about research concerns numbers. There is little to be
said on this point beyond asserting that numbers have their place in our
universe but they are not required for good psychoanalytic research.
Joseph Sandler’s Annual Research Lecture in 1996 was entitled
‘Research without numbers’. He described a method that may be
considered knowledge systematisation or epistemological/methodological
research. This body of work (Sandler, 1962; Sandler, Dreher & Drews,
1991) builds on existing theory and aims at achieving theoretical
refinement by asking questions such as, ‘How do we know?’ or, ‘How
can we be more
certain that we know?’. Part of Sandler’s methodology was to use the
Socratic dialogue where, in a small group setting, through relentless
questioning, he would attempt to elicit the implicit theoretical
structures which clinicians pre-consciously constructed through clinical
experience.
Recent
years have seen an abundance of new techniques for doing research
without numbers, so called qualitative research. The first Joseph
Sandler IPA Research Conference, to take place this weekend, is
appropriately focused on qualitative research in psychoanalysis. The
approaches to data collection entailed in qualitative research are quite
different from quantitative research in their epistemological roots. In
many disciplines (such as psychology), they exist in active opposition
to quantitative methods. There is no reason, however, why psychoanalysis
cannot absorb both quantitative and qualitative methodologies. However,
on a cautionary note, the effort and rigour demanded by qualitative
methods are no less exacting than those required for quantitative
techniques. As Marianne Leuzinger-Bohleber points out in her superb
paper for this Saturday’s IPA Research Conference (4th
March, 2000), there are examples of good and bad in both. Incidentally,
her work is a wonderful prototypical illustration of how qualitative and
quantitative methods may be meaningfully combined to illuminate the
types of long-term effects which may be observed in psychoanalytic
treatments.
THE
EXTERNAL FUNCTIONS
OF RESEARCH
So
far, I have focused on the role of research in expanding psychoanalysis,
particularly in refining our models of psychological mechanisms. I have
also argued that many of the dangers which the combination of
psychoanalysis and research were thought to create are illusory.
However, I have also tried to emphasise that research can never do away
with the study of subjectivity through clinical psychoanalysis which
must remain our key investigative tool, alongside other evolving methods
for studying subjectivity. I have little time left to talk about the
functions of research in relation to the world outside psychoanalysis. I
see these as threefold: communication, theoretical and clinical
validation.
Concerning
the communication function of research, I would simply say that research
has the potential to translate our ideas into a language which is less
dependent on the personal experience of psychoanalysis. Because when we
undertake extra-clinical research we borrow research methods from other
disciplines, we, as a by-product, facilitate communication with them.
Concerning
the validation of theory, this poses a formidable challenge. Even
apparently easily operationalisable constructs such as defence
mechanisms have rarely been formulated with the kind of exactness
required by research studies. Extra-clinical investigations, however,
may help to constrain theorising, for example through our growing
knowledge of infants’ actual capacities.
Validation
of psychoanalysis as a therapy is a far more burning issue. The
‘outcomes’ enterprise is not marginally related to the validation of
psychoanalytic theory. There is no more of a logical connection between
the truth of psychoanalytic theory and the outcome of psychoanalysis
than there is between a theory of headaches and the effectiveness of
aspirin. As Freud (1937) pointed out, in ‘Analysis Terminable and
Interminable’, knowing the truth about one’s life does not guarantee
that one will live it any more successfully.
Yet,
as mental health practitioners, our social responsibilities extend
beyond those of scholarship. Society expects a mental health treatment
to show marked reduction in the patient’s symptoms and conscious
distress. Our patients probably share this expectation. One problem in
outcome research has been a confounding between treatment technique and
measures of outcome, favouring approaches such as cognitive therapy
which directly focus on symptom change. However, the development within
psychoanalysis of new, relevant measures, together with a trend towards
assessing the impact of psychotherapies at a neurobiological level may
serve to highlight the value of psychoanalysis. At least four
neuroimagery studies have shown critical changes in brain activation
patterns following psychotherapy (Baxter et al., 1992; Schwartz,
Stoessel, Baxter, Martin & Phelps, 1996; Vinamäki, Kuikka, Tiihonen
& Lehtonen, 1998), and Kandel (1998; 1999) has recently argued that
psychotherapy may make neuroanatomical changes in the brain through
altering gene expression.
Still,
even with unfair yardsticks, psychoanalysis has been doing quite well.
The Research Committee of the International Psychoanalytical
Association, at the request of Dr Kernberg, has recently prepared a
comprehensive review of North American and European psychoanalytic
outcome studies (Fonagy et al., 1999). We concluded that existing
studies did not unequivocally show that psychoanalysis was more
effective than an alternative treatment or an active placebo. A range of
methodological and design problems was identified. Nevertheless, the
evidence is that psychoanalysis consistently helps patients with milder
(neurotic) disorders and somewhat less consistently helps other, more
severe groups. Longer intensive treatments tended to have better
outcomes than shorter, non-intensive ones. The impact of psychoanalysis
was apparent beyond symptomatology, in measures of work functioning and
reductions in health care costs.
The
alternative to empirical validation is to step outside the constraints
that society imposes on health practitioners. We could abandon the idea
of offering treatment in favour of providing a particular form of
intense subjective experience that deepens self-awareness. Thus we evade
the ogre of ‘evidence based practice’ but exchange this for even
more fickle and ambiguous social criteria. This is not an unreasonable
approach, and it has significant currency in francophone countries.
Arguably, the public no longer looks to psychoanalysis as a treatment
for specific syndromes. But this would have an impact upon the way
psychoanalysis is currently practised here. Our practice of
psychoanalysis does not only depend upon patients, it also depends on
attracting new recruits who are drawn primarily from the mental health
professions. Opting out of outcome research would change the future face
of psychoanalysis.
CONCLUSIONS
For
all these reasons, (a) to elaborate our model of underlying mental
processes, (b) to systematise our knowledge base, (c) to communicate
with other scientists and mental health professionals and (d) to show
that our treatment works, we look to research in psychoanalysis. But
research is not for everyone. It is for those willing to live in
no-man’s land, their motives regarded as suspect, sometimes
treacherous to both sides, who may put in fourteen-hour days proving
their loyalty to the separated parents, who can bear feeling incompetent
in both their professions, and where necessary surviving on a thin diet
of conviction... I could go on. It is my belief, however, that in time
to come, the value of this enterprise will be recognised on both sides
of the fault-line. And at that moment there will be rejoicing in both
these lands.
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Copyright
© 2000 British Psychoanalytical Society & Institute of
Psychoanalysis.

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